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AUGUSTA COMPLIANCE TEAM


Rules affecting the gold industry come from a variety of federal and state laws, regulations and guidance.

To address compliance, Augusta collaborates with various compliance and legal teams that are instrumental in designing our systems and helping the team comply with these systems.

We know it’s important for you to work with a gold company that demonstrates integrity.

Federal and state laws and regulations exist to protect consumers when making large purchases such as the physical gold and silver accounts Augusta provides to our customers. Compliance with these laws is one of the tenets of Augusta Precious Metals’ operation.

You will find evidence of this throughout our website, marketing materials and official documents, as well as in phone calls and web conferences.

AUGUSTA’S COMPLIANCE SYSTEM


At Augusta, we collaborate with experienced attorneys who specialize in various areas vital to our operations They advise us on marketing and other regulatory compliance matters. Our compliance system also includes a dedicated professional writer/editor who helps interpret the advisors’ insight for accurate and well-crafted content.

Our Compliance Steps

With guidance from our collaborating attorneys and other contracted professionals, Augusta Precious Metals has taken the following steps to forge practices that are fair and consistent with the law and federal and state guidelines:

  • We developed an internal training program to educate employees on compliance matters affecting our industry. Our attorneys conduct courses on compliance to educate the team. Augusta personnel are given opportunities to practice calls and receive feedback on the compliance of customer conversations.
  • We have easy-to-follow compliance sheets and administer compliance exams.
  • The entire company works from a general compliance manual and we have established specific compliance protocols for each department.
  • Phone calls are regularly overseen through a monitoring system designed to help the team follow compliance protocols. Infractions are flagged and the company initiates an educational or disciplinary process as needed.
  • We conduct periodic internal audits to assess the efficacy of current compliance strategies and target areas for improvement.
  • We consult with our collaborating attorneys to be accurate in written material, such as website copy, guides, brochures, videos and other marketing materials, in addition to internal policies and protocols.
  • Augusta works with a contracted editor/writer with compliance experience who oversees creation of internal and external materials. This person follows outside counsel recommendations for compliance.

Some companies will give you reasons to buy gold that we do not believe are in fact good reasons. We are open about this – and often warn our customers about "bad reasons to buy gold."

In the services we provide, Augusta Precious Metals focuses on the needs of our customers, including their need to know they are working with a reputable company.

Investment in precious metals involves risk and is not suitable for all investors. Augusta Precious Metals recommends that you consult your own financial or investment advisors prior to investing in precious metals. Augusta is not qualified and does not offer financial, investment, legal, or tax advice. This site and the information provided by Augusta throughout its sales process is general in nature and is not tailored to any specific person, their circumstances, or their financial goals.

Opinions offered by Augusta Precious Metals are its own. Additionally, while Augusta attempts to provide factually accurate information, information presented by Augusta may turn out to be inaccurate or incomplete. You should conduct your own independent verification of any facts or opinions presented prior to making any investment.

All decisions regarding the purchase or sale of precious metals are your own, and should only be made after considering your investment objectives, risk tolerance, and level of experience. Augusta Precious Metals cannot guarantee, assure, or promise future market movement, prices, or profits. Past performance does not guarantee future results. Any investment in precious metals is speculative and could result in significant financial losses.

* Past customers received silver coins as a thank-you for reviews. Joe Montana is a paid ambassador for Augusta.

Contact Augusta to Learn More About Gold and Silver IRAs

We have thousands of satisfied customers. Please give us the opportunity to make you one of them.